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Financial Markets Authority
Results: 2356

#	Item
971	OPRA OPTIONS PRICE REPORTING AUTHORITY BINARY DATA RECIPIENT INTERFACE SPECIFICATION Add to Reading List Source URL: www.opradata.com. Language: English - Date: 2014-10-13 16:30:10 Internet protocols Options Price Reporting Authority Computing IP multicast Multicast address Multicast Transmission Control Protocol Financial markets Network architecture Internet
972	SR-MIAX[removed]Page 21 of 33 Exhibit 5 New text is underlined; Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-05 06:21:03 Finance Financial Industry Regulatory Authority United States securities law Fee Rebate Exercise Market maker Short Termination fee Business Financial markets Financial economics
973	Germany: Financial Sector Assessment Program--Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulations; IMF Country Report[removed]; July 1, 2011 Add to Reading List Source URL: www.imf.org Language: English - Date: 2011-09-02 15:14:56 Financial markets Economics Banking in Germany Federal Financial Supervisory Authority Government of Germany International Organization of Securities Commissions Securities Commission Markets in Financial Instruments Directive Financial Supervisory Authority Financial regulation Financial system Government
974	SR-MIAX[removed]Page 22 of 35 Exhibit 5 New text is underlined; Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-05 06:20:56 Finance Fee Pricing Exercise Market maker Short Financial Industry Regulatory Authority Rebate Merchant account Financial markets Business Financial economics
975	Kingdom of the Netherlands-Netherlands: Publication of Financial Sector Assessment Program Documentation--Detailed Assessment of Observance on IOSCO Principles and Objectives of Securities Regulation; IMF Country Report Add to Reading List Source URL: www.imf.org Language: English - Date: 2011-07-25 15:42:41 Business Government Securities Commission Credit rating agency U.S. Securities and Exchange Commission Markets in Financial Instruments Directive Securities market Netherlands Authority for the Financial Markets Jordan Securities Commission Financial regulation International Organization of Securities Commissions Financial system
976	19 of 20 Exhibit 5 Additions underlined Deletions [bracketed] NYSE MKT RULES Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-16 08:15:36 Finance Investment Business Day trading Dot-com Mathematical finance Options Price Reporting Authority Financial markets Stock market Financial economics
977	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]September 19, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change to Add a New Complex Ord Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-22 07:30:44 Investment Finance Order NASDAQ Legging Algorithmic trading Philadelphia Stock Exchange Options Price Reporting Authority Financial markets Stock market Financial economics
978	September 9th, 2014 Via Electronic Mail ([removed]) Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-18 15:09:20 Financial system United States Securities and Exchange Commission Stock market Bonds Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act Tick size Financial economics Investment United States securities law
979	CASH MANAGEMENT POLICY BOARD Statutory Authority: 29 Delaware Code, Section[removed]Del.C. §2716) PROPOSED PUBLIC NOTICE Objectives and Guidelines for the Investment of State of Delaware Funds Add to Reading List Source URL: regulations.delaware.gov Language: English - Date: 2014-11-07 16:11:38 Financial markets Funds Money market fund Subprime mortgage crisis Security Repurchase agreement Short Federal Reserve System Money market Financial economics Investment Finance
980	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA/CQ[removed]October 1, 2014 Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the TwentyFirst Charges Amendment to th Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-01 17:14:22 United States securities law Investment Technology Computer networking Consolidated Tape Association National market system plan Stock market Financial Industry Regulatory Authority Securities Exchange Act Financial markets Self-regulatory organizations Financial economics

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